On 2 May 2017 the Jersey Compliance Officers Association (“JCOA”) held a CPD event at which Nicola Ingram, Alex Ruddy and Jamie Biddle, each directors of Oben Regulatory, presented on …
Regulatory
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02.05.2017 Company News RegulatoryOben Regulatory speak at Jersey Compliance Officers Association on the topic of Conduct Risk
On Tuesday 2 May 2017, Jamie Biddle, Nicola Ingram and Alexandra Ruddy spoke to the Jersey Compliance Officers Association on the topic of Conduct Risk. This is currently a hot …
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16.01.2017 Law RegulatoryActing With Integrity – What Does It Mean?
Acting with integrity is one of two important benchmarks (the other being competence) against which regulated entities, Principal and Key Persons[1] are assessed in determining their “fit and proper” status. …
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