- ICA Advanced Certificate in Governance Risk and Compliance
- ICA Diploma in Governance Risk and Compliance
Amy is an Assistant Manager at Oben Regulatory. Prior to joining Oben, Amy served as a Senior Compliance Administrator with Apex, one of the world’s largest fund administrators. She has a number of years’ experience working within the private equity sector.
During her time at Apex, Amy’s primary responsibility was the collation and maintenance of investor customer due diligence, including the on-boarding and risk assessment of new investors for fund closings and trigger events, monitoring and assessing politically exposed persons, screening matches and maintaining investor periodic file reviews. Amy also assisted the MLRO and Compliance Officer with the review of the client book, including the implementation and maintenance of the compliance monitoring programme for Jersey Private Funds and Expert Funds and policies and procedures, as well as preparation of client board reports. Amy has a good understanding of Jersey and Guernsey AML/CFT regulations, particularly in relation to Fund Services Business and has assisted with remediation projects, including high risk investor reviews.