Mikie is a Senior Manager at Oben Regulatory. Mikie has sixteen years’ financial regulatory compliance and operational risk experience within financial services businesses in Jersey and during this time has also held Key Person roles.
Prior to joining Oben, Mikie spent approximately five years at the Jersey Financial Services Commission (JFSC) as a Supervisor working within the Relationship Managed Supervision units covering fund services business, AIF services business, trust company business and investment business. During this time, he has supervised a wide variety of regulated services businesses, supported and helped to deliver the JFSC’s approach to risk based supervision and processed a number of complex changes of control applications.
In addition, he has represented the JFSC at a number of regulatory colleges hosted by The Group of International Finance Centre Supervisors (known as, GIFCS) in respect of those Jersey Trust and Corporate Service Providers who are licensed in multiple jurisdictions. In this regard, he assisted in enhancing the group’s protocol document for future GIFCS regulatory colleges and built strong working relationships with fellow regulators around the world.
ICA Diploma in Compliance
ICA Certificate in Compliance
ICA Anti Money Laundering Certificate
STEP Foundation Certificate in International Trust Management