Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …
Law
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02.04.2020 Company News Law RegulatoryChange in practices: continuing standards (COVID 19 and working from home)
LATEST TWEETS
Malta sees 157% increase in suspicious transaction reports #moneylaundering #malta #reporting#ObenReg https://www.internationalinvestment.net/news/4012908/malta-157-increase-suspicious-transaction-reports
A reminder from Jersey's regulator - @Jerseyfsc - that business and compliance risk should be managed in spite of these difficult times #Compliance #Jersey #monitoring #boardresponsibility #wecanhelp #ObenReg #ObenLaw
https://www.jerseyfsc.org/news-and-events/more-information-for-businesses-in-response-to-covid-19/
Are you a fund administrator? Deal with funds? The impact of Covid-19 has is having an impact on practices and this article might help you contemplate some of the things to consider:
https://www.oben.je/change-in-practices-continuing-standards-covid-19-and-working-from-home/
OFSI fines Standard Chartered £20.47m after making 102 loans between 2015-2018 to Denizbank an entity owned by Sberbank and subject to sanctions #UK #Sanctions #Ukraine #Oben https://www.europeansanctions.com/2020/03/ofsi-fines-standard-chartered-20-47m/
Another Top 1MDB Banker At Last Faces Punishment In Luxembourg | Sarawak Report #Luxembourg #1MDB #moneylaundering #ObenReg http://www.sarawakreport.org/2020/03/another-top-1mdb-banker-at-last-faces-punishment-in-luxembourg/