Can you prevent a Civil Financial Penalty whilst working remotely?
Law
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09.06.2020 Company News Law RegulatoryObenView issue 9: Can you prevent a Civil Financial Penalty whilst working remotely?
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02.04.2020 Company News Law RegulatoryChange in practices: continuing standards (COVID 19 and working from home)
Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …
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7-year disqualification for Cambridge Analytica boss - http://GOV.UK #banneddirector #fitandproper #Oben https://www.gov.uk/government/news/7-year-disqualification-for-cambridge-analytica-boss
Boohoo board in the firing line over governance failings “attributable to the fact that Boohoo’s governance system has failed to keep up with the growth of the company” https://boardagenda.com/2020/09/25/boohoo-board-in-the-firing-line-over-governance-failings/ #governance #ObenReg
A very good read showing the swamping of the system in the UK and US of SARs - Coda Oligarchy, Special Edition: Blame politicians, not banks, for the FinCEN mess #SARs #moneylaundering #ObenReg https://mailchi.mp/codastory/oligarchy-september-22
The UK’s companies house is to get teeth - including powers to query. See Corporate transparency and register reform - http://GOV.UK #companies #register #moneylaundering #ObenReg https://www.gov.uk/government/consultations/corporate-transparency-and-register-reform
Regulators investigate elite London law firm Mishcon de Reya | Solicitors | The Guardian #moneylaundering #investigation #UK #Oben https://www.theguardian.com/law/2020/sep/09/regulators-investigate-elite-london-law-firm-mishcon-de-reya