Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …
Regulatory
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02.04.2020 Company News Law RegulatoryChange in practices: continuing standards (COVID 19 and working from home)
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11.03.2020 Company News RegulatoryOben appoints assistant manager to the team
Oben is pleased to announce the appointment of a new employee, Amy Hamon who has joined as an assistant manager in the firm’s regulatory practice. Prior to joining Oben, Amy …
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11.02.2020 Company News RegulatoryOben appoints senior manager to the team
Oben is delighted to announce the appointment of Mikie Tilbury as a senior manager in the firm’s regulatory practice. Mikie has sixteen years’ financial regulatory compliance and operational risk experience …
LATEST TWEETS
New Zealand introduces legislation to require financial sector disclosures of climate change impact #disclosure #climate #financialservices #NewZealand #Oben https://www.jurist.org/news/2021/04/new-zealand-introduces-legislation-to-require-financial-sector-disclosures-of-climate-change-impact/
Cyprus, Ghana and Kenya join growing list of countries to create beneficial ownership registries - ICIJ #beneficialownership #company #regulation #ObenReg https://www.icij.org/investigations/panama-papers/cyprus-ghana-and-kenya-join-growing-list-of-countries-to-create-beneficial-ownership-registries/
Fake Covid-19 Certificates Hit Airlines, Which Now Have to Police Them - WSJ #fake #documentation #travel #regulation #Oben https://www.wsj.com/articles/fake-covid-19-certificates-hit-airlines-which-now-have-to-police-them-11618330621
Venezuela increasingly turning to the cryptocurrency raising questions about its use in laundering money and evading US sanctions #crypto #bitcoin #AML #CFT #Corruption #ObenReg https://insightcrime.org/news/bitcoin-cryptocurrency-adds-venezuela-money-laundering-risk/
US millionaire killed in plane crash said to have ‘had secret life financing cocaine submarine’ which travelled sticking to underside of other ships https://www.independent.co.uk/news/world/americas/cocaine-submarine-michigan-ceo-cartel-b1826236.html