Regulatory

09.06.2020 Company News Law Regulatory

ObenView issue 9: Can you prevent a Civil Financial Penalty whilst working remotely?

Can you prevent a Civil Financial Penalty whilst working remotely?

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Nicola Ingram

Director

02.04.2020 Company News Law Regulatory

Change in practices: continuing standards (COVID 19 and working from home)

Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …

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Alexandra Ruddy

Director

11.03.2020 Company News Regulatory

Oben appoints assistant manager to the team

Oben is pleased to announce the appointment of a new employee, Amy Hamon who has joined as an assistant manager in the firm’s regulatory practice. Prior to joining Oben, Amy …

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22 May

Don’t have an AML compliant programme - punishment 6m House arrest and 2 year probation: the sentence given to former BitMEX CEO - WSJ #AML #compliance #regulation #Oben #ObenReg https://www.wsj.com/articles/former-bitmex-ceo-sentenced-to-house-arrest-on-anti-money-laundering-charges-11653086530

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20 May

The wrong type of master chef - Mexican & Dutch synthetic drug traffickers have partnered up, and a new chemical technique is encouraging the establishment of super-labs in Europe’s methamphetamine trade #drugs #moneylaundering #Oben https://insightcrime.org/news/super-labs-master-chefs-changing-face-europes-drug-trade/

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20 May

Cambodia’s politically powerful and those close to them have enormous amounts of wealth stashed in Singapore. RFA says Singaporean assets controlled by Cambodian PEPs are worth in excess of $230 million #PEP #KYC #EDD #ObenReg #Oben https://www.rfa.org/english/news/special/hunsen-family/singapore.html

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20 May

FATF recommends that France tightens AML supervision of notaries and estate agents #AML #FATF #regulation #France #Oben https://www.step.org/industry-news/fatf-recommends-frances-tightens-aml-supervision-notaries-and-estate-agents

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17 May

US brings first-of-its-kind Bitcoin sanctions-busting case #bitcoin #sanctions #crime #Oben #ObenReg https://www.theregister.com/2022/05/16/judge_cryptocurrency_sanctions/

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