REGULATORY & WHITE-COLLAR CRIME

We are well placed to deal with issues arising in the areas of financial services regulation and white-collar crime.  The expertise and experience of our advocates is augmented by that of our colleagues in Oben Regulatory Limited.

We advise on contentious regulatory issues and investigations, which often span a number of jurisdictions.

We liaise extensively with regulatory bodies, assist clients in their interactions with them and are able to mitigate potential sanctions and scope and implement any necessary remedial steps.

  • AML/CFT and sanctions
  • Anti-bribery and corruption
  • Directors’ duties and board advice
  • Disclosure and seizure notices
  • Financial services, portfolio management and mis-selling claims
  • Fraud, and serious and complex crime
  • Investigations and reports
  • Regulatory action, including fines and banning and disqualification orders
  • Unauthorised business and perimeter issues
  • 02.05.2023 Law Regulatory
    Deferred Prosecution Agreements (DPA) – an update

    In our previous article, we covered DPAs – what they are, why they are being introduced, the draft legislation and the implications for Jersey.  The legislation- The Criminal Justice (Deferred …

  • 15.03.2023 Regulatory
    Regulation: a tool to help business practice?

    Oben Regulatory featured in the Telegraph Business Guide on 11 March 2023. Financial services businesses have long been enlisted by governments into the fight against financial crime and terrorist and …

  • 15.03.2023 Regulatory
    Risk of confusion

    Darren Boschat of Oben Regulatory discusses potential pitfalls when carrying out financial crime risk assessments. Types of Risk Assessment A risk-based approach implies both the regulator and industry understand the …