REGULATORY & WHITE-COLLAR CRIME

We are well placed to deal with issues arising in the areas of financial services regulation and white-collar crime.  The expertise and experience of our advocates is augmented by that of our colleagues in Oben Regulatory Limited.

We advise on contentious regulatory issues and investigations, which often span a number of jurisdictions.

We liaise extensively with regulatory bodies, assist clients in their interactions with them and are able to mitigate potential sanctions and scope and implement any necessary remedial steps.

  • AML/CFT and sanctions
  • Anti-bribery and corruption
  • Directors’ duties and board advice
  • Disclosure and seizure notices
  • Financial services, portfolio management and mis-selling claims
  • Fraud, and serious and complex crime
  • Investigations and reports
  • Regulatory action, including fines and banning and disqualification orders
  • 01.10.2020 Regulatory
    ObenView 10: National Risk Assessment- How it affects your business
  • ObenView issue 9: Can you prevent a Civil Financial Penalty whilst working remotely?

    Can you prevent a Civil Financial Penalty whilst working remotely?

  • 07.04.2020 Law
    Company direction and insolvency in a time of virus

    Company Directors have much to consider at the moment, given the immediate impact of COVID-19 and its longer-term consequences. The effects will be felt in all types of companies, from …