REGULATORY & WHITE-COLLAR CRIME

We are well placed to deal with issues arising in the areas of financial services regulation and white-collar crime.  The expertise and experience of our advocates is augmented by that of our colleagues in Oben Regulatory Limited.

We advise on contentious regulatory issues and investigations, which often span a number of jurisdictions.

We liaise extensively with regulatory bodies, assist clients in their interactions with them and are able to mitigate potential sanctions and scope and implement any necessary remedial steps.

  • AML/CFT and sanctions
  • Anti-bribery and corruption
  • Directors’ duties and board advice
  • Disclosure and seizure notices
  • Financial services, portfolio management and mis-selling claims
  • Fraud, and serious and complex crime
  • Investigations and reports
  • Regulatory action, including fines and banning and disqualification orders
  • 07.04.2020 Law
    Company direction and insolvency in a time of virus

    Company Directors have much to consider at the moment, given the immediate impact of COVID-19 and its longer-term consequences. The effects will be felt in all types of companies, from …

  • Change in practices: continuing standards (COVID 19 and working from home)

    Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …

  • 20.03.2020 Company News
    COVID-19 Oben update

    In consideration of the latest advice issued by the Government of Jersey we would like to inform all our clients that we will, as of today, be working remotely. Logistically …