ObenView issue 9: Can you prevent a Civil Financial Penalty whilst working remotely?

CER-BER-2

  • 09.04.2021 Regulatory
    Jersey Private Fund Thematic Review

    The JFSC issued the results of its thematic review of designated service providers (“DSP’s”) in ensuring a Jersey Private Fund’s (JPF’s) compliance with the JPF Guide and the DSPs responsibilities …

  • 01.10.2020 Regulatory
    ObenView 10: National Risk Assessment- How it affects your business
  • Change in practices: continuing standards (COVID 19 and working from home)

    Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …