ObenView Issue 4: GDPR post 25 May 2018

GDPR post 25 May (1)
  • 01.10.2020 Regulatory
    ObenView 10: National Risk Assessment- How it affects your business
  • ObenView issue 9: Can you prevent a Civil Financial Penalty whilst working remotely?

    Can you prevent a Civil Financial Penalty whilst working remotely?

  • Change in practices: continuing standards (COVID 19 and working from home)

    Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …