Our team is well placed to provide a wide range of services to assist you and your business whatever the situation.  We have extensive experience dealing with businesses in distress or simply those who recognise that certain functions or operations within their business model are not aligned to strategy or risk appetite.

We provide assistance with the following areas, guiding clients and reviewing and refining key governance documents to ensure that your business is aligned in terms of strategy, risk and corporate governance.

  • Adjusted Net Liquid Assets (“ANLA”) guidance
  • Business risk assessment
  • Anti-bribery & corruption
  • Client monies and assets: control & segregation
  • Complaints: handling and guidance
  • Compliance framework assessment
  • Conduct risk framework
  • Non Executive Director support and assistance
  • Policies & procedures
  • Retainers: regulatory & compliance advisory services
  • Independent compliance monitoring programmes
  • Governance risk framework
  • Licence applications
  • Sanctions
  • 14.02.2024 Company News
    ObenView issue 11: Conduct Risk
  • 02.05.2023 Law Regulatory
    Deferred Prosecution Agreements (DPA) – an update

    In our previous article, we covered DPAs – what they are, why they are being introduced, the draft legislation and the implications for Jersey.  The legislation- The Criminal Justice (Deferred …

  • 15.03.2023 Regulatory
    Regulation: a tool to help business practice?

    Oben Regulatory featured in the Telegraph Business Guide on 11 March 2023. Financial services businesses have long been enlisted by governments into the fight against financial crime and terrorist and …