ADVICE & STRATEGY

Our team is well placed to provide a wide range of services to assist you and your business whatever the situation.  We have extensive experience dealing with businesses in distress or simply those who recognise that certain functions or operations within their business model are not aligned to strategy or risk appetite.

We provide assistance with the following areas, guiding clients and reviewing and refining key governance documents to ensure that your business is aligned in terms of strategy, risk and corporate governance.

  • AML/CFT
  • Adjusted Net Liquid Assets (“ANLA”) guidance
  • Business risk assessment
  • Anti-bribery & corruption
  • Client monies and assets: control & segregation
  • Complaints: handling and guidance
  • Compliance framework assessment
  • Conduct risk framework
  • Non Executive Director support and assistance
  • Policies & procedures
  • Retainers: regulatory & compliance advisory services
  • Independent compliance monitoring programmes
  • Governance risk framework
  • Licence applications
  • Sanctions
  • 07.04.2020 Law
    Company direction and insolvency in a time of virus

    Company Directors have much to consider at the moment, given the immediate impact of COVID-19 and its longer-term consequences. The effects will be felt in all types of companies, from …

  • Change in practices: continuing standards (COVID 19 and working from home)

    Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …

  • 20.03.2020 Company News
    COVID-19 Oben update

    In consideration of the latest advice issued by the Government of Jersey we would like to inform all our clients that we will, as of today, be working remotely. Logistically …