Oben Regulatory speak at Jersey Compliance Officers Association on the topic of Conduct Risk

On Tuesday 2 May 2017, Jamie Biddle, Nicola Ingram and Alexandra Ruddy spoke to the Jersey Compliance Officers Association on the topic of Conduct Risk.

This is currently a hot topic in light of the FCA’s recent feedback from the first round of their Annual Conduct Meetings.

Our slides from the presentation are attached below.

We should be grateful if you would participate in our short survey on this topic, designed for local financial services businesses; the results of which will be published approximately two weeks following our talk. Please click the following link: Conduct Risk Survey

Should you wish to contact us to discuss Conduct Risk or any other matters and how Oben can assist your business please contact any of:

Jamie: +44 (1534) 849715 or jamie.biddle@oben.je

Nicola: +44 (1534) 849716 or nicola.ingram@oben.je

Alex: +44 (1534) 849717 or alexandra.ruddy@oben.je

  • 20.01.2023 Law Regulatory
    FAQs on the extension to the scope of Jersey’s AML/CFT/CPF regime

    On the 18 January the Government of Jersey approved the enabling legislation that will extend the scope of Jersey´s AML/CFT/CPF regime to include a wide range of previously exempted persons. …

  • 11.01.2023 Regulatory
    Isle of Man ObenView 1: FSA announces AML/CFT thematic for TCSP sector
  • 05.01.2023 Regulatory
    ObenView 11: AML/CFT/CPF Handbook changes