ObenView Issue 7: Head in the Cloud?

Can you prevent a Civil Financial Penalty whilst working remotely?

Company Directors have much to consider at the moment, given the immediate impact of COVID-19 and its longer-term consequences. The effects will be felt in all types of companies, from …

Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …