ObenView Issue 8: The Compliance Policy and the Compliance Risk Assessment

Oben is delighted to announce the appointment of Darren Boschat as a consultant to the firm’s regulatory practice. Darren has considerable knowledge and experience in regulatory matters, including over 15 …

It was a pleasure for Oben to present at the J-NED seminar on the topic of common failings in the Funds sector. Our interactive discussion with the audience captured a …