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Legal Entity Identifiers

In this briefing note we explain the origin of LEI’s, what they are, how they are obtained and what action local financial services businesses need to take by September 2017. We also attach a diagram to assist you in determining whether you, and entities you administer, require an LEI.

  • 09.07.2021 Company News
    Oben Regulatory expands into the Isle of Man

    Oben Isle of Man, has been launched in collaboration with established local regulatory expert, Steve Billinghurst, formerly a partner of Deloitte and leader of PwC’s Advisory Services.  Steve has a …

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  • 09.06.2020 Company News Law Regulatory
    ObenView issue 9: Can you prevent a Civil Financial Penalty whilst working remotely?

    Can you prevent a Civil Financial Penalty whilst working remotely?

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  • 02.04.2020 Company News Law Regulatory
    Change in practices: continuing standards (COVID 19 and working from home)

    Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …

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