CATEGORIES

Regulatory

  • Alexandra Ruddy
    Director
    17.05.2017 Regulatory
    Whistle-blowing in Jersey: a need for statutory protection?

    As experienced professionals working in the financial services industry, the team at Oben have been involved in numerous cases that have been brought to light through a whistle-blower. In Jersey …

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  • Alexandra Ruddy
    Director
    16.05.2017 Regulatory
    Conduct Risk: Results of Survey

    On 2 May 2017 the Jersey Compliance Officers Association (“JCOA”) held a CPD event at which Nicola Ingram, Alex Ruddy and Jamie Biddle, each directors of Oben Regulatory, presented on …

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  • Alexandra Ruddy
    Director
    02.05.2017 Company News Regulatory
    Oben Regulatory speak at Jersey Compliance Officers Association on the topic of Conduct Risk

    On Tuesday 2 May 2017, Jamie Biddle, Nicola Ingram and Alexandra Ruddy spoke to the Jersey Compliance Officers Association on the topic of Conduct Risk. This is currently a hot …

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