3 Lines of Defence Review
Our 3LOD implementation review is suitable for any regulated business. The review can be performed remotely using a combination of a self-assessment questionnaire, online survey tools and secure document upload.
The review is designed to establish whether or not your target 3LOD model has been fully implemented and is now embedded. We will consider your model and the manner in which it was implemented and then deliver structured report covering the following topics:
If you would like to discuss this topic further, please do not hesitate to contact a member of the Oben Regulatory team.