Regulatory

  • Director
    31.05.2017 Regulatory
    ObenView Issue 1 – Beneficial Ownership
  • Director
    17.05.2017 Regulatory
    Whistle-blowing in Jersey: a need for statutory protection?

    As experienced professionals working in the financial services industry, the team at Oben have been involved in numerous cases that have been brought to light through a whistle-blower. In Jersey …

  • Director
    16.05.2017 Regulatory
    Conduct Risk: Results of Survey

    On 2 May 2017 the Jersey Compliance Officers Association (“JCOA”) held a CPD event at which Nicola Ingram, Alex Ruddy and Jamie Biddle, each directors of Oben Regulatory, presented on …