Regulatory

  • Director
    16.05.2017 Regulatory
    Conduct Risk: Results of Survey

    On 2 May 2017 the Jersey Compliance Officers Association (“JCOA”) held a CPD event at which Nicola Ingram, Alex Ruddy and Jamie Biddle, each directors of Oben Regulatory, presented on …

  • Director
    Oben Regulatory speak at Jersey Compliance Officers Association on the topic of Conduct Risk

    On Tuesday 2 May 2017, Jamie Biddle, Nicola Ingram and Alexandra Ruddy spoke to the Jersey Compliance Officers Association on the topic of Conduct Risk. This is currently a hot …

  • Director
    16.01.2017 Law Regulatory
    Acting With Integrity – What Does It Mean?

    Acting with integrity is one of two important benchmarks (the other being competence) against which regulated entities, Principal and Key Persons[1] are assessed in determining their “fit and proper” status. …