Regulatory

  • Director
    Change in practices: continuing standards (COVID 19 and working from home)

    Covering topics of: CDD, Data Protection, Voice Recording, Short Selling and other fund matters Applicable to: each financial industry sector, investment businesses, funds and fund services businesses These unprecedented circumstances …

  • Director
    Oben appoints assistant manager to the team

    Oben is pleased to announce the appointment of a new employee, Amy Hamon who has joined as an assistant manager in the firm’s regulatory practice. Prior to joining Oben, Amy …

  • Director
    Oben appoints senior manager to the team

    Oben is delighted to announce the appointment of Mikie Tilbury as a senior manager in the firm’s regulatory practice. Mikie has sixteen years’ financial regulatory compliance and operational risk experience …